Facebook Twitter LinkedIn Google Plus RSS

UBS to pay New Jersey nearly $100k to settle registration probe Source: The Star-Ledger

UBS Financial Services has agreed to pay nearly $4.6 million, of which $98,000 is earmarked for New Jersey, to settle a multistate probe of the investment bank over allegations that unregistered employees accepted customer orders to buy and sell securities.

Continue Reading »»

You May Have Missed...

Related Stories

Leave a Comment


Please note: All comments will be reviewed and may take up to 24 hours to appear on the site.

Post Comment
View Comment Policy


Subscribe to Our Newsletters!
Click Here to Subscribe for Free Now!